If you would like to find out more about any of our practice areas or barristers please get in touch here. Our experienced practice management team will be pleased to provide you with more details and answer any questions you may have.
Outer Temple Chambers’ specialist Financial Services & Regulation Team acts in all aspects of financial services regulation – from early advice around issues such as whether or not the Perimeter Guidance has been breached, through to advising upon legal strategy and tactics in response to investigations brought by the FCA’s Enforcement Division, and thereafter through to representation before the Regulatory Decisions Committee of the FCA, and the Upper Tribunal. Our clients include financial and regulatory authorities, household name wealth management firms, through to IFA’s, mortgage brokerages and individual traders.
Our financial services barristers specialise in cases with an emphasis on commercial litigation and arbitration, civil fraud and regulatory matters, involving the Financial Conduct Authority (FCA) and other regulators. Chambers has for many years ensured that its junior barristers undertake secondments to the FCA, and this experience ensures an in-depth insight into how the Regulator operates and approaches contested enforcement proceedings.
Various members of the team are also contributors to the Encyclopaedia of Forms and Precedents (Financial Services), published by Lexis Nexis.
Our work includes matters relating to:
Some examples of our recent financial services regulation work includes:
The team boasts a number of members ranked in both Legal 500 and Chambers & Partners. More details can be found on our member profile pages.