News & Events

Financial Services

Deborah Sabalot published by LexisNexis Butterworths

One of Outer Temple’s Professional Associates Deborah Sabalot, has recently been published by LexisNexis Butterworths. Her handbook is entitled ‘Butterworths Securities and Financial Services Law Handbook 23rd edition’. ‘Butterworths Securities and Financial Services Law Handbook 23rd edition’ by Deborah Sabalot, has been described as the most comprehensive curation of consolidated UK legislative material on the financial services industry. Presented across two volumes, this annual handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation. Click here to view where you can purchase the handbook.…

External Publications 17 Jun, 2022

High Profile Financial Services and Pensions Judgment; Adams v Options SIPP UK LLP

Adams v Options SIPP UK LLP (formerly Carey Pensions UK LLP); Nicholas Hill comments on the Judgment two years in the making: clarity and relief for SIPP operators and execution only financial services businesses. In March 2018 the Chancery Division heard the high-profile test case on the liability of Carey Pensions UK LLP, a provider and administrator of self-invested pension plans (SIPPs), to the Claimant investor, whose underlying investments were alleged to have been manifestly unsuitable. A little over two years later Judgment has finally been handed down. The SIPP industry (and indeed a wide range of institutions conducting business on an execution-only basis) will welcome the Judgment. Case Note Nicholas Hill has written a short case note considering the Judgment…

Legal Blogs 21 May, 2020

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